ADVISORY SERVICES

STRATEGIC. TRUSTED. EXPERT.

Get in touch to explore how we can help you.

REGULATORY POSTURE & ENGAGEMENT

We offer strategic regulatory advice to help organisations interpret regulatory frameworks, engage effectively with regulators, and navigate industry supervision requirements. Our expertise includes leveraging principles- and risk-based compliance approaches to drive operational and strategic outcomes, reinforce industry leadership, and balance commercial imperatives with regulatory obligations.

We also work with businesses to assess their capacity for adopting leading practices that enhance regulatory outcomes, strengthen industry integrity, embed a compliance-oriented culture, and align with evolving community expectations.

REGULATORY INTERVENTION

We advise gambling operators facing heightened regulatory scrutiny, compliance intervention, or enforcement action. Our support includes helping businesses understand allegations, regulatory concerns, and enforcement objectives, as well as identifying resolution strategies to mitigate adverse action.

OBTAINING A LICENCE

We provide strategic guidance to new gambling market entrants and established local and international gambling operators, ensuring they understand and effectively navigate complex regulatory frameworks. Our expertise supports operators in meeting regulatory obligations, securing and maintaining licences, obtaining authorisations and variations, and expanding operations in a compliant and sustainable manner.

INDEPENDENT REVIEWS

We conduct independent reviews of gambling related regulatory arrangements, compliance frameworks, policy implementation, and operator performance. Our assessments rigorously evaluate policies and execution against legislative frameworks and regulatory obligations, ensuring strategic and operational alignment.

With an impartial, evidence-based approach, we test policy assumptions, assess implementation effectiveness, and identify gaps or inconsistencies. Our reviews provide clear, actionable recommendations to help organisations meet statutory obligations, achieve strategic objectives, and uphold stakeholder confidence.

PUBLIC POLICY INSIGHTS & ADVOCACY

We provide expert advice on navigating the intersection of public policy and politics, helping organisations surface critical issues, build traction, and advance policy outcomes.

Effective advocacy requires more than just articulating a position—it demands a deep understanding of the policy landscape, competing arguments, stakeholder dynamics, and the ability to shape or influence public discourse. We help clients refine their policy positions, frame issues persuasively, and engage with decision-makers to drive meaningful change.

We also assist in the development and rigorous testing of regulatory strategies, policies, and compliance frameworks to ensure alignment with statutory obligations and best practices.

ANTI-MONEY LAUNDERING / COUNTER-TERRORISM FINANCING (AML/CTF)

We advise on AML/CTF obligations in the gaming and gambling sector, including the development of compliance frameworks, risk assessments, and process improvements. Our services encompass AML/CTF program design, compliance audits, regulatory investigations, and remediation strategies. We also deliver sector-specific AML/CTF training to ensure organisations meet their compliance obligations and mitigate financial crime risks.

INVESTIGATIONS

We support investigations into alleged regulatory breaches, internal fact-finding inquiries, and remediation efforts. Our expertise extends to assisting organisations in preparing regulatory responses, working wth partners to conduct forensic reviews, and implementing corrective measures.

CULTIVATING LEADERSHIP

We support organisations in making informed decisions when appointing senior executives to key public policy, compliance and regulatory roles. With deep expertise in regulatory leadership and governance, we provide critical insights to ensure optimal executive selection.

Our mentoring program is designed for regulatory leaders committed to professional development and strategic growth. We offer tailored guidance to enhance leadership capabilities, navigate complexity, and address career challenges. Our mentoring approach fosters intellectual engagement, strategic reflection, and the ability to lead effectively in high-stakes regulatory environments.

STRATEGY

We help organisations assess their strategic positioning, identify opportunities and risks, and develop actionable strategies to achieve long-term objectives.

Our services include:

• Strategic narrative development to strengthen stakeholder engagement and influence.

• Process and procedural documentation reviews to enhance operational efficiency.

• Policy and regulatory framework development to align with evolving standards.

• Additional resourcing for complex regulatory projects and initiatives.

SAFER GAMBLING

We provide specialist advice on responsible gambling obligations and best practices, including policy audits, procedural reviews, and regulatory compliance assessments. Our tailored training programs equip clients with the knowledge and capabilities to implement responsible gambling practices aligned with jurisdictional requirements and industry standards.

Vanguard Overwatch also partners with McAtamney & Advisors to deliver tailored, end-to-end advisory solutions, combining deep regulatory expertise with strategic insight to meet the unique needs of our clients.